Customer Order Routing SEC Rule 606 Report

Firstrade Securities Inc. ("Firstrade") has prepared the following reports pursuant to a U.S. SEC Rule 606(a) requiring all brokerage firms to provide publicly available quarterly reports on their order routing practices for non-directed orders in held NMS stocks and options. For these non-directed orders, Firstrade has selected the execution venue on behalf of its customers. The SEC Rule 606 report provides statistical routing details broken down to a monthly basis and will be provided for a rolling 3 years beginning the 1st Quarter of 2020.


Firstrade’s Rule 606 Report – 2021 Q3 (.pdf)

Firstrade’s Rule 606 Report – 2021 Q3 (.xml)

Firstrade’s Rule 606 Report – 2021 Q2 (.pdf)

Firstrade’s Rule 606 Report – 2021 Q2 (.xml)

Firstrade’s Rule 606 Report – 2021 Q1 (.pdf)

Firstrade’s Rule 606 Report – 2021 Q1 (.xml)

Firstrade’s Rule 606 Report – 2020 Q4 (.pdf)

Firstrade’s Rule 606 Report – 2020 Q4 (.xml)

Firstrade’s Rule 606 Report – 2020 Q3 (.pdf)

Firstrade’s Rule 606 Report – 2020 Q3 (.xml)

Firstrade’s Rule 606 Report – 2020 Q2 (.pdf)

Firstrade’s Rule 606 Report – 2020 Q2 (.xml)

Firstrade’s Rule 606 Report – 2020 Q1 (.pdf)

Firstrade’s Rule 606 Report – 2020 Q1 (.xml)


A written copy of this report will be furnished upon request. In addition, information regarding the specific routing or any orders executed for your account for the previous six (6) months will be furnished upon request. Questions regarding this report should be addressed to the Firstrade Compliance Department.