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General Investing Account (for Individual, Joint WROS, or Custodial)
Easy Account Application - Individual
Easy Account Application - Joint WROS
Custodial Account Application

Online Service Agreement
Online Service Agreement
IRA Online Service Agreement

Retirement & Educational Accounts
Traditional, SEP & Rollover IRA Application
Roth IRA Application
SIMPLE IRA Application
Coverdell ESA Application
IRA Beneficiary Designation Form
Traditional, SEP, Simple IRA Distribution Form
Roth IRA Conversion Form
Roth IRA Distribution Form
Coverdell ESA Distribution Form
IRA Contribution/Adjustment Form
SIMPLE IRA Contribution/Adjustment Form

Entity Accounts
Corporate - Cash Only
Corporate - Margin
Investment Club
Trust
Partnership
Sole Proprietorship
LLC
Estate

International Accounts
Foreign Account Application - Individual
Foreign Account Application - Joint WROS
W-8 BEN Form for Individuals
W-8 BEN Form for Entity

Cash Management Account (for Domestic Accounts Only)
Firstrade Cash Management Account Application

Adobe Reader Document

Account Funding & Transfer Forms
ACH Electronic Funds Transfer Form
Account Transfer Form
Incoming Wire Fund Information
Outgoing Wire Transfer Form – Domestic
Outgoing Wire Transfer Form – International
Internal Transfer Form
DTC Transfer Form
Rescind Letter
Fund Availablity Information

Margin Account & Option Privileges Forms
Margin Application & Agreement
Option Application & Agreement

Other Forms
Joint Account Agreement - Tenants in Common
Joint Account Agreement - Rights of Survivorship
Trading Authorization Form
Transfer on Death Form
Affidavit of Domicile
Householding Form
W-9 Form
Mutual Fund Periodic Investment Plan Application
Mail Authorization Form
Change Contact Information Form
Penny for Lot Request Form

Legal and Disclosures
Margin Disclosure Statement
Day-Trading Risk Disclosure Statement
Characteristics & Risks of Standardized Options
Extended Hours Trading Disclosure
Account Agreement
Nasdaq Subscriber Agreement
Special Statement for Uncovered Option Writers
Spread Trade Risk Disclosure
Fully-Paid Securities Lending Disclosure
Master Securities Lending Agreement (MSLA)
Self-directed Trading Account Risk Disclosure

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CORPORATE INFORMATION
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Brokerage Products and Services offered by Firstrade Securities, Inc. - Member FINRA and SIPC.

Review Firstrade’s brokerage services with FINRA BrokerCheck.

Online trading has inherent risk due to system response and access times that may vary due to market conditions, system performance, and other factors. An investor should understand these and additional risks before trading. Carefully consider the investment objectives, risks, charges and expenses before investing. All investments involve risk and losses may exceed the principal invested. Past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Firstrade is a discount broker that provides self-directed investors with brokerage services, and does not make recommendations or offer investment, financial, legal or tax advice.

Options trading involves risk and is not suitable for all investors. Options trading privileges are subject to Firstrade review and approval. Please review the Characteristics and Risks of Standardized Options brochure before you begin trading options.

Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund or ETF carefully before investing. Leveraged and Inverse ETFs may not be suitable for long-term investors and may increase exposure to volatility through the use of leverage, short sales of securities, derivatives and other complex investment strategies. A mutual fund or ETF prospectus contains this and other information and can be obtained by emailing service@firstrade.com.

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement and Agreement (PDF) is available for download, and contains information on our lending policies, interest charges, and the risks associated with margin accounts.

*Online market and limit stock trades are $4.95 for stocks priced $1 and above. Add $0.005 per share on the entire order for stocks priced less than $1.00. Online option trades are $4.95 plus 65 cents per option contract. See our Pricing page for detailed pricing of all security types offered at Firstrade. All prices listed are subject to change without notice.

Any specific securities, or types of securities, used as examples are for demonstration purposes only. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security.

This is not an offer or solicitation in any jurisdiction where Firstrade is not authorized to conduct securities transaction.

System response and access times may vary due to market conditions, system performance, and other factors.

©2017 Firstrade Securities Inc. All rights reserved. Member FINRA/SIPC.