Firstrade Form Center | Investment Forms & Legal Disclosures

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General Investing Account (for Individual, Joint WROS, or Custodial)
Easy Account Application - Individual
Easy Account Application - Joint WROS
Custodial Account Application

Online Service Agreement
Online Service Agreement
IRA Online Service Agreement

Retirement & Educational Accounts
Traditional, SEP & Rollover IRA Application
Roth IRA Application
SIMPLE IRA Application
Coverdell ESA Application
IRA Beneficiary Designation Form
IRA Distribution Form
Roth IRA Conversion Form
Roth IRA Distribution Form
Coverdell ESA Distribution Form
IRA Deposit Slip/Adjustment Form
SIMPLE IRA Contribution/Adjustment Form
IRA Journal Request Form

Entity Accounts
Trust
Estate
Entity Account Update Form

International Accounts (W-8 BEN Form Is Required)
Foreign Account Application - Individual
W-8 BEN Form for Individuals
W-8 BEN Form Instructions (Individuals)

Cash Management Account
Firstrade Cash Management Account Application (For U.S. Individual and Joint Accounts Only)
Firstrade Cash Management Account Application (For International Accounts)

Adobe Reader Document

Account Funding & Transfer Forms
ACH Electronic Funds Transfer Form
Account Transfer Form Apply Now
Incoming Wire Fund Information
Outgoing Wire Transfer Form – Domestic
Outgoing Wire Transfer Form – International
Internal Transfer Form
DTC Transfer Form
Rescind Letter

Margin Account & Option Privileges Forms
Margin Application & Agreement
Option Application & Agreement

Other Forms
Joint Account Agreement - Tenants in Common
Joint Account Agreement - Rights of Survivorship
Trading Authorization Form
Transfer on Death Form
Affidavit of Domicile
W-8 BEN Form for Entity
W-9 Form
Mutual Fund Periodic Investment Plan Application
Mail Authorization Form
Change Contact Information Form
Account Linking Request Form
Penny for Lot Request Form
Trusted Contact Person Form

Disclosures
FINRA Public Disclosure Program
FINRA Customer Identification Program Notice
Customer Relationship Summary
Account Agreement
Privacy Policy
Privacy & Security Policy
FDIC Sweep Program
Self-directed Trading Account Risk Disclosure
Order Routing 606 Report
Electronic Services Agreement
Electronic Document Delivery Agreement
Margin Disclosure Statement
Day-Trading Risk Disclosure Statement
Extended Hours Trading Disclosure
ETF Information & Disclosure
Low-Priced Securities - Penny and Sub-Penny Stocks
Characteristics & Risks of Standardized Options
Option Supplement to ODD (Oct 2018)
Option Spread Risk Disclosure
Special Statement for Uncovered Option Writers
Fully-Paid Securities Lending Disclosure
Master Securities Lending Agreement (MSLA)
Fixed Income Markup & Markdown Disclosure
Third Party Research Disclosure Notice
Real-Time Quotes Subscriber Agreement
Nasdaq Subscriber Agreement

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