Find Forms

Select the form you would like to print from the Firstrade Form Center. Please note that you will need Adobe Acrobat Reader to view and print most of these forms. You can get Acrobat Reader here.
General Investing Account
tooltipA complete new account package for individuals who prefer to open an account by mail. Print, complete and mail the application.
tooltipA complete new account package for individuals who prefer to open an account by mail. Print, complete and mail the application.
tooltipA complete new account package for custodial accounts. Print, complete and mail the application with the Online Service Agreement (included).
Online Service Agreement
tooltipRequired for all non-retirement accounts.
tooltipRequired for IRA accounts.
Retirement & Educational Accounts
tooltipFor individuals who wish to open a Traditional or SEP IRA account and also for Rollover IRAs.
tooltipFor individuals who wish to open a Roth IRA.
tooltipSavings Incentive Match Plan for Employees of Small Employers.
tooltipAn account used to finance a beneficiary\'s qualified education expenses.
tooltipTo facilitate the transfer of assets in your IRA to your designated beneficiaries.
tooltipPlease carefully review the instructions before completing the form, as the IRS has introduced new requirements for state withholding.
tooltipPlease carefully review the instructions before completing the form, as the IRS has introduced new requirements for state withholding.
tooltipPlease carefully review the instructions before completing the form, as the IRS has introduced new requirements for state withholding.
tooltipTo request a withdraw of funds from your Coverdell ESA.
Entity Accounts
tooltipAdditional Requirements: copy of Trust Agreement, copy of valid ID for trustee(s).
tooltipAdditional Requirements: Copy of Death Certificate, Court Appointment Letter and Executor’s photo ID
International Accounts (W-8 BEN Form Is Required)
tooltipThis is a new account application for residents of foreign nations who prefer to open an account by mail. Print, complete and mail the application, W-8BEN Form along with a photocopy of your valid passport.
tooltipRequired for all non-resident aliens to declare their foreign status. For Joint Accounts, please print and complete 2 copies of the Form W8-BEN \(one for each applicant\).
Cash Management Account
Firstrade Cash Management Account Application
(For U.S. Individual and Joint Accounts Only)
Account Funding & Transfer Forms
tooltipThe ACH Transfer System allows you to electronically transfer money from your bank account to your Firstrade account. With this service, you may select to make periodic deposits into your account, or transfer money on demand without a set transfer schedule.
Apply Now
tooltipFor individuals who wish to transfer their accounts from other financial institutions to Firstrade. If you do not have an account with Firstrade, print our Account Application.
tooltipFor wiring funds into your Firstrade account.
tooltipTo wire funds from your Firstrade account to another financial institution.
tooltipTo wire funds from your Firstrade account to another financial institution.
tooltipAllows you to transfer funds and/or securities to another Firstrade account.
tooltipUsed to authorize a DTC transfer.
tooltipTo revoke transfer account assets.
Margin Account & Option Privileges Forms
tooltipRequired for individuals who would like to purchase securities using margin.
tooltipComplete this application and agreement if you would like the ability to trade options.
Other Forms
tooltipFor Joint Accounts with Tenants in Common, complete this form in addition to the Account Application.
tooltipComplete this form to give a designated person trading authorization.
tooltipTransfer on death (TOD) registration allows you to pass brokerage assets you own directly to another person or entity (your TOD beneficiary) upon your death.
tooltipAffidavit made by the executor of an estate that certifies the decedent\'s place of residence at the time of death.
tooltipRequest for Taxpayer Identification Number and Certification.
tooltipAutomatically invest in mutual funds on a periodic basis (i.e., monthly, quarterly, etc.) from your checking, savings, or money market account.
tooltipUse this form to authorize the forwarding of all mail to another legal address.
tooltipUse this form to change your account contact information.
tooltipUse this form to link your accounts.

Disclosures